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SURAJ PAL versus THE STATE OF UTTAR PRADESH.

[1955] 1 S.C.R. 1332 · AIR 1955 SC 419
Court
Supreme Court of India
Decision date
1955-03-01
Bench
VIVIAN BOSE

Parties

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'955 The Collector of Bombay v. Nusserwanji Rattanji Mislri and others Venkatarama Ayyar J.

1955 March I

by the respondents are not within the saving clause. In the result, it must be held that the right of the appellant to levy assessment under section 8 of Act No. II of 1876 is not limited by any right in the res-pondents. We accordingly allow the appeal, set aside the judgments of the Courts below, and dismiss both the suits instituted by the respondents with costs through-out.

Appeal allowed.

SURAJ PAL

THE STATE OF UTTAR PRADESH. [VIVIAN BosE, JAGANNADHADAS and B. P. SINHA JJ.J

Indian Penal Code (Act XLV of 1860), ss. 302, 307-Charges and conviction by trial court under s. 302 read with s. 149 and under s. 307 read with s. 149 of the Code-Conviction by the appellate couri under ss. 302 and 307 of the Code-Legality-Code of Criminal Procedure (Act V of 1898), ss. 236, 237-Applicability-Retrlal.

Where person has been charged along ·with others under ss. 302 and 307 of the Indian Penal Code each, only as read with sec-tion 149 of the Code, his convictions and sentences for the sub· stantial offences under ss. 302 and 307 of the Code are erroneous. The absence of specific charges in this. behalf is serious lacuna in the proceedings, inasmuch as the framing of specific and distinct charge in respect of every distinct head of criminal liability consti· tuting an offence is the foundation for conviction and sentence cherefor. The conviction in these circumstances under ss. 302 and 307 of the Code and sentences of death and transportation for life -cannot be maintained unless the Court is satisfied, on the facts of the case, that the accused has not been prejudiced in his trial. Whe· · ther or not in such situation the questioning of the accused during the course of his examination under s. 342 of the. Code of Criminal Procedure in relation to the offences under sections 302 and 307 of the Indian Penal Code can be relied upon as obviating the likelihood of prejudice has to be determined \Vith reference to the facts and ircumstances of each case.

All the circumstances of the case and the evidence and materials on the record should be looked into· on the question arising in such situation as to whether retrial should be ordered or not ..

CRIMINAL APPELLATE JURISDICTION : Criminal Appeal No. 139 of 1954.

·s.C.R. SUPREME COURT REPORTS ,

Appeal by Special Leave from the Judgment and •Order dated the 29th April 1954 of the Allahabad High Court in Criminal Appeal No. 1101 of 1953 and Referred No. 111 of 1953 arising out of the Judgment . and Order dated the 3rd September 1953 of the Court of the Sessions Judge at Fatehpur in Sessions Trial · No. 50 of 1953.

Gupta and Janardhan Sharma,

Sadhan Chandra : for the appellant.

K. B. Asthana and C. P. Lal, for the respondent.

1955. March 1. The Judgment of the Court was delivered by

JAGANNADHADAS J.-This is an appeal by special leave from the judgment of the High Court at Allaha-. bad. The sole appellant before us has been convicted · by the Sessions Court under sections 148, 307 and 302 · of the Indian Penal Code, and sentenced to rigorous . imprisonment for two and half years under section 148, to transportation for life under section 307, and · to death under section 302. These convictions and sentences have been confirmed by the High Court. . At the trial there were 19 other accused along with this appellant. All of them were convicted and sen-. tenced by the trial court under various sections. of the Indian Penal Code. On appeal ten out of them were · acquitted by the High Court. In respect of the re-maining nine besides this appellant, the convictions and sentences were partially modified. But this ap-peal is not concerned with them. The incident in -the course of which these offences are said to have been committed took place in the evening of the 4th January, 1953, shortly before sun set in village called · Sonari in the district Fatehpur, Uttar Pradesh. During that incident two persons, Bisheshwar and Surajdin, are alleged to have received gun-shot wounds. Bisheshwar survived but Surajdin died on the spot. · The back-ground for this incident was as follows : In the village of Sonari there were two factions between ·whom there was prior history of enmity resulting ' in criminal prosecutions by each against the other. It

Suraj Pal v. The State of Uttar Prader/,

1955 Suraj Pal v. The Statt of Uttar Pradesh Jagannadhadas J.

Surajdin who was cutting fodder at the house of Bhurey Lal, P.W. 1. The appellant is ·said to have fired at him with the pistol. He fell down and died on the spot.· Another person named Gaya Prasad is said to have received some minor lathi injuries .. Accused party thereafter is said to have run away. First in-formation of the report was lodged by Bhurey Lal, P.W. 1, near about 12 that very night at the police station which was about nine miles from the scene of the occurrence. The police came on the . scene the next · · morning and the. usual investigation · followed. The police filed on the 22nd February, 1953, charge-sheet for offences under sections 147, 148; 323/149 and 307/149. The charge-sheet in so . far as it was under section 323/149 related presumably to some minor injuries said to have been received by Ga ya . Prasad, and in so far as· it was under section 307 /149 related presumably to the gun-shot wounds received by Bisheshwar, P.W. 2. It may be noticed that the charge-sheet did not concern itself with any offence or offences alleged to have been committed, in bringing about the death of Surajdin by the firing of pistol at him. It is on this charge-sheet that cognizance of the case was taken by the Magistrate and committal proceedings were started. It appears, however, that the complainant-party finding that the police challan . did not relate to the offence under sec-tion 302, Indian Penal Code filed; on the 2nd May, 1953, private complaint, before the very Magistrate in whose court the commital proceedings were by then pending. That complaint was filed by the same Bisheshwar, P.W. 1, who lodged the first information in this case on the 5th January, 1953. It sets out substantially the same facts. This complaint also ·was taken on the file of the Magistrate. The enquiry there-on was merged into the enquiry relating to the police challan case. The Magistrate eventually committed all the 20 accused to take their trial before the sessions Judge by framing charges, under sections 147, 323/149, 307 /149 and 302/149. There was specific charge under section 148, Indian Penal. Code against Suraj Pal and

Suraj Pal v. The State oj Uttar Pradesh Jagannadhadas J.

1955 Suraj Pal v. The State of Uttar Pradesh Jagannadhadas ,7•

bharm Raj, the former for being armed with pistol and the latter for being armed with pharsa, at the time of the commission of the rioting. It is in res-pect of charges so framed by the committing Magis-trate without any amendment or alteration that the accused were tried in the Sessions Court. It may be mentioned at this .stage that the defence of the accused, apart from the general denial of their hav-ing anything to do with the incident and denials as to their having been present at the occurrence, was to the effect that it was the complainant's party includ-ing the deceased Surajdin who formed the unlawful assembly, with the common object of beating one Ram Pal of the village. This Ram Pal had appeared as prosecution Witness at the committal stage in the criminal proceedings by then pending against the present prosecution witnesses as accused. It was also their defence that it was one Ram Bhawan of that party who, in the course of the incident, fired pistol shots in the air and also shot, later, Surajdin and brought about his death. The learned Sessions Judge found all the accused guilty of the various offences as charged and sen-tenced them. On appeal the High Court considered the prosecution evidence with reference to three as-pects. ( 1) How far the manner in which the pro-secution alleged the incident to have taken place can be accepted; (2) How far the prosecution case regard-ing the presence and participation of the various per-sons can be accepted; and (3) What offence can be said to have been made out as against each of them. On the first question the High Court accepted the view that the incident took ·place as alleged by the prosecution. With reference to the second, the High Court set out elaborately various reasons why the prosecution evidence in so far as it implicates parti-cular individuals, could not be accepted at its face value and required to be carefully scrutinised. .With reference to certain criteria which it was considered necessary and right to adopt for purposes of scrutiny, the High Court held that the convictions of ten out of the 20 persons before it should be set aside and that

S.C.R. SUPREME COURT REPORTS

the other ten persons including the present appellant were participants in the rioting. Accordingly, the Court confirmed the conviction as against these ten under section 147, Indian Penal Code. As regards the charge under section 148, Indian Penal Code, Dharm Raj was acquitted but the conviction of Suraj Pal was maintained on the ground of his having pistol in his hand at the time of the rioting. There remained the three charges against the ten persons under sections 323/149 for injuries on Gaya Prasad, 307 /149 in respect of the gun-shot wounds received by Bisheshwar, and 302/149 in respect of the murder of Surajdin. It was held that the assault on Gaya Prasad was not proved beyond doubt and hence all the accused were acquitted in· respect of this charge. As regards the other two charges, i.e., under sections 307/149 and 302/149, the High Court came to the con-clusion that neither the attempt on the life of Bishesh-war by pistol fire nor the actual death of Surajdin by pistol fire can be said to have been in prosecution of the common object of the unlawful assembly nor to have been within the knowledge of the accused as being so likely. It was, therefore, held that none of the accused could be found guilty under section 149, with reference to, the attempt on the life of Bishesh-war, or the death of Surajdin. All the same, in view of the fact that the evidence showed that the person who inflicted the pistol fire as against both was the appel-lant Suraj Pal, it was held that he was guilty of the offences under sections 307 and 302, Indian Penal Code. On this ground, therefore, the High Court, while it set aside the convictions and sentences of all the accused under sections 307 /149 and 302/149, maintained the convictions of the appellant under these two sections and maintained the sentences of transportation for life under section 307 and of death under section 302, Indian Penal Code. The High Court convicted the other nine persons under section 323/149 in respect of the injuries received by P.W. 2 and sentenced them therefor.

On the above statement of the course of these pro-ceedings, one important fact which emerges is that

Suraj Pal

The State of Uttar Pradesh

]agannadhadas J.

1955 Suraj Pal v. The State ef Uttar Pradesh Jagannadhadas J.

there have been no direct and individual charges against the appellant for the specific offences under sections 3W and 302, Indian Penal Code. The ques-tion that arises is whether, without such direct charges the convictions and sentences for those offences can be maintained. It appears to us quite clear that charge against person as member of an unlawful assembly in respect of an offence committed by one or other of the members of that assembly in prosecu-tion of its common object is substantially different one from charge against any individual for an offence directly committed by him while being member of such assembly. The liability of person in respect of the latter is only for acts directly com-mitted by him, while in respect of the former, the liability is for acts which may have been done by any one of the other members of the unlawful assembly, provided that it was in prosecution of the common object of the assembly or was such as the members knew to be likely to be so committed. charge under section 149, Indian Penal Code puts the person on notice only of two alleged facts, viz., (1). that the offence was committed bv one or other of the members of the unlawful assembly. of which he is one, and (2) t.hat t.he offence was committed in prosecution of the common object or is such that was known to be likely to be so committed. Whether or not section 149, Indian Penal Code creates distinct offence (as r_egarrls which there has been conflict of views in the High Courts), there can be no doubt that it creates dis-tinct head of criminal liabilitv which has come to be known as "constructive ·liabilitv" -a convenient phrase not used in the Indian Penal° Code. There can, therefore. be no doubt that the direct individual liabi-litv of person can only be fixed upon him with reierence to specific charge in respect of the parti-cular offence. Such case is not covered by sections 236 and 237 of the Code of Criminal Procedure. The framing of specific and distinct charge in respect of every distinct head of criminal liability constituting an offence. is the foundation for conviction and sen-tence therefor. · The absence, therefore, of specific

charges against the appellant under sections 307 and 302, Indian Penal Code in respect of which he has been sentenced to transportation for life and to death respectively, is very serious lacuna in the proceed-ings in so far as it concerns him. The question then which arises for consideration is whether or not this lacuna has prejudiced him in his trial.

It is perfectly true that the initial accusation as disclosed by the first information lodged by the com-plainant, P.W. 1, on the 5th January, 1953, specifi-cally, was to the effect that it was this appellant who with pistol fired both as against Bisheshwar, P.W. 2, as also against the deceased, Surajdin. It is also true that this allegation was repeated m the private wmplaint filed by this same P.W. 1 in May, 1953, directly before the Magistrate. It is also undeniable that the evidence in court, both in the committal pro--ceedings as well as at the sessions trial, given by the prosecution witnesses was m support of that allega-tion. But curiously enough, apart from the absence ·of any individual charges against the appellant for these specific offences, even the charges against him and others relating to the injuries inflicted on P.W. 2 and the deceased Surajdin are somewhat vague as to the authorship thereof. The relevant charges run as follows (after specifying the members alleged to con-stitute the unlawful assembly) :"Firstly :-That you, on the 4th day of January 1953 at about half an hour before sunset in village Sonari, formed an unlawful assembly with the com-mon object of committing the murders of Bisheshwar and Suraj Din and committed rioting.

And thereby committed an offence punishable under section 147 of the Indian Penal Code.

Secondly :-That you on the same date, time and place, in prosecution of the common object of the said unlawful assembly of which you were members at that time committed the murder of Suraj Din who was shot dead by pistol fire.

And · thereby committed an offence punishable under section 302/149 of the Indian Penal Code.

1955 Suraj Pal v. The State of Uttar Pradesh Jagannadhadas J.

1955 Suraj Pal v. The Stale of Uttar Pradesh Jagannadhada, J.

Thirdly :-That you on the same date, time and place, in prosecution of the common object of the said unlawful assembly of which you were members at that time attempted to commit the murder of Bishe--shwar Singh by means of pistol fire.

And thereby committed an offence under section 307 /149 of the Indian Penal Code".

punishable

The portions underlined (for the purposes of this judgment) in the charge under heads 2 . and 3 above are curiously vague. They appear to indicate defi-nite non-committal attitude on the· part of the. Public Prosecutor and the Court, which has the ultimate responsibility for the framing of the charge, ( vide sec-tion 226, Code of Criminal Procedure) as to who is the active author of the pistol fire referred to under these two heads of charge. When the charge was so point-edly vague, no accused was bound to direct his attention in his defence to the question as to whether he or somebody else was the person who fired the pistol which brought about the gun-shot wounds. It has been brought to our notice that the appellant has been specifically questioned in the Court of Sessions. under section 342, Code of Criminal Procedure on the footing that he was the person who fired at P.W .. 2 and the deceased, Surajdin, and that the accused. denied it. But this cannot be said to remove anv· prejudice that would arise bv virtue of the vaguenes~·. in the charge at the sessions trial, as to who was the author of the pistol fire. Normally in sessions . trial the accused has no right of cross-examination after· the questioning under section 342, Code of Cri-minal Procedure. It has been suggested that since-such question was put also in the questioning .by the committing Magistrate under section 342, Code of Criminal Procedure.. the accused had ample notice of this specific case before the commencement of the sessions trial But it does not follow that there could be no prejudice. On the other hand, the very fact that in spite of such questioning the charges framed in the Magistrate's Court, with their vagueness, in sc:> far as this feature therein is concerned, has beenmaintained, before the Sessions Court without .any amendment, is likely to have been misleading. The appellant might well have relied on the absence of any such amendment as being an indication that he was not called upon to defend himself on the footing of his being the author of the pistol fire. In case so serious as that which involves the sentences of trans-portation for life, and of death, and particularly in case like the present one, where the death sentence has been awarded in the ·trial court by distinguishing this appellant from all the other accused in respect of his individual act by way of pistol fire, it is difficult to say that the accused has not been prejudiced by the absence of specific charges under sections 307 and 302, Indian Penal Code. Further, the medical evidence indicates that P.W. 2 as well as the deceased Surajdin had gun-shot wpunds on their person. The evidence of the Doctor is to the effect that these wounds mav have been caused by country pistol which, it is alleged, the appellant had in his hand. It has been suggested on behalf of the defence that the Medical Officer was not competent to speak about it and that if the prosecution wanted to rely thereupon, they should have called an arms expert to speak to the same. Whether or not this comment is legitimate, it is clear. that if the appellant is to be found directly responsible for inflicting the wounds, noted as gun-shot wounds by the Medical Officer, he might well have ·:\vailed himself of the opportunity to elucidate, by cross-examination or positive defence, the nature of the fire-arm which would have caused the actual injuries found on the bodies of P.W. 2 and of deceased Surajdin. In all the circumstances above noticed, we are satisfied that the absence of specific charges against the appellant under sections 307 and 302, Indian Penal Code has materially prejudiced him. We must accordingly set aside the convictions and sen-tences of the appellant under sections 307 and 302 of the Indian Penal Code.

The further . question that arises is whether or not we are to direct retrial of the appellant in respect of these offences. We have given our best considera-11-90 S. C. India/59.

Suraj Pal v. The Stale of Utter Pradesh

• Jagannadhadas J.

1955 Suraj Pal v. The· State of Uttar Pradesh .Jaganniulhadas 1•

ti on to all" the circumstances of this case and have 'for this purpose -looked into ·the evidence and the material on the ·record. The case discloses certain outstanding features. At the very outset and simultaneously with >the first ·information filed by P.W. 1 in this case, there was another report filed by one Ram Pal at the same police station, almost exactly at the same time, relat-ing ·to the ·same incident. This is Ex. P-16 on the record. This report is said to have been lodged at the police station at 12-15 in the night, while the other report is said to have ·been lodged at 12-10 that night. The report, Ex. P-16 alleged the present prosecution party to be the aggressors and put forward, as the occasion for the incident, ·an attempt on the part of the prosecution party to beat Ram Pal, the com-plainant of that complaint, for having given evidence in support of the prosecution in the committal pro-ceedings of the rioting case then pending against the present prosecution witnesses (as accused therein)-obviously with view to prevent him from giving ·evidence in the Sessions Court against them. That complaint specifically refers to one Ram Bhawan who is P.W. 4 in the present case as the person who had pistol in hand and fired with it. That report makes no mention of any injuries having been by then re-ceived from pistol fire, in the course of that incident. Of course, there is no proof, in this case, of any of the allegations in that report. But it appears from the order of commitment in this case (which forms part of the present printed record) that with reference to that report there was pending, at the date of th.e committal, cross-case against some of the prosecu-tion witnesses in· the present ·case for the same inci-dent. The police constable moharrir of the police station where the counter complaint, Ex. P-16 was lodged ·and who accepted both the complaints (1) from Bhurey Lal, and (2) from Ram Pal, has stated in his eviilence that when the complaint, Ex. Pc16, was filed by Ram Pal the present appellant Suraj · Pal had also accompanied Ram Pal, ·the complainant ·therein. This may well be claimed to· be the eonduct of an in-nocent person. ·It is ·also not without some significance

that admittedly an_d -as mat_ter of fact, the _ police . did not file any _charge-sheet in the present case against any one for the actual offence of murder under section 302, Indian Penal Code and that even in the charge-sheet which they did file they confined the case to section 307, Inaian Penal Code but did not com-mit themselves as to who out of the members of the unlawful assembly was the author of the pistol fire. , So far as it appears from the police charge-sheet dated the 22nd February, 1953, as printed in the record be-fore us, there is statement therein to the effect "Sura: Pal Singh and Ram Manohar were armed with -pistols". Ram Manohar is also one of the accused who was put up for trial. The statements of some of the prosecution witnesses furnish indication of more than one fire-arm _having been used at the incident. Thus, for instance, Bisheshwar, P.W. 2, said "I heard 3 or 4 guns being fired outside and also heard noise". P.W. 4, Ra_m Bhawan, said "We four persons threw lumps of earth from the well at the accused persons, the accused retired and fired their gun twice ......... . . . . . . . . . The accused had fired gun from the door -of Mahadeo when going away, then had fired two or three guns from his door". P.W.-5, Gaya Prasad, said "Two or three guns afterwards had been fired from the door of Mahadeo Pandit. Those guns had been fired from the lane. The guns had been fired at the door of Ram Saran and had hit it". All these witnesses no doubt assert that so far as the particular injuries with which this case is concerned the firing was by the appellant Suraj Pal. But the above state-ments by these witnesses in the cross-examination may well indicate that there may have been bther persons in the unlawful assembly at that time · \vith arms in their -hands, who made use of them by firing. Apart from the use of pistols in the course of that incident, by one party or the other, there are clear indications that there was mutual fight between both the parties. Two of the persons on the side of the accused, viz. Lal Pratap and Chedi Lal have re-ceived some iniuries .and their injury . certificates have

ns.s Sur~j Pal v. The State of Uttar Pradesh Jagannadhada J.

1955 Suraj Pal v. The State of Uttar Pradesh

Jagannadhadas J,

been marked as Exs. D-1 and' D-2. · The· prbsecution witnesses themselves admit that there was 'mutual fighting to this extent, viz. that there was also thrmv-ing of brickbats by the complainant's party against the rioters. As already stated there is in fact'it coun-ter case against some of the ·present prosecution wit-nesseS in respect of the · same · incident. In ·such situation any further ·trial is likely to result only in very · · doubdul ·and unreliable evidence being· adduced after considerable lapse of tinie. Even as it is, the' evidence recorded 'in the present case has been found by the High Court in its judgment as not acceptable at its face value.. The learned Judges have dealt with this :tspect at length and·· they wound up their con-sideration of this patt cif the case as follows : · · "For the above reasons, I am of opinion that there is good deal of substance in this part of the arguments of the appellants' counsel. The question that would arise is as . to which · of the particular accused is guilty and what should be the criterion for deciding this matter. · In view of the biassed and interested · nature of the prosecution evidence, I am of opinion that the presence of on! y those accused should be held to have been· proved who have been .assigned any definite part by the prosecution witnesses or whose presence is corroborated by some other circum-stantial evidence. In view of the 'highly interested nature of the prosecution evidence, dealing with the first aspect of the case also, viz. the question as to how far the prosecution have succeeded in proving the manner in which the incident occurred, I have not accepted the prosecution case unless it found corrobo-ration from some other factor of circumstantial nature or from probabilities of the case". It is by reference to these standards that they have rejected the evidence of the prosecution witnesses in so far as they implicated ten other accused whom the High Court acquitted. But it appears to us, that judged by the very same standards there is no adequate reason for accepting the evidence as being reliable in respect of this appellant also. In fact there is good reason to feel that on the same standards this pp el-. ~

was 'mutual

~ . S.C.R .. SUPREME.COUR~ ~ ' . . . .. ~ - . REPORTS .

lant also should have got the benefit of the doubt.· At this stage, it is not out of place to mention: one fact. It appears from the evidence of the Investigat-ing Officer, P.W. 14, that in the course· of th~ irivesti-. gation the prosecuting authorities were of the opinion that the murder in this case was to be attributed.• to the prosecution witness, ·Ram Bhawan, P.W. 4, and not to the appellant, and that in their view even the evidence as against Ram Bhawan was not sufficient to put him on trial for the murder. Doubtless such· an opinion of the prosecuting authorities has no · rele-vancy in the case and should · not have .been placed on the record in this case. But when we have. to consider the desirability or otherwise of retrial, we need not shut our eyes to these features of .the ·case. which have been brought on the record. In the cir~ cumstances mentioned above we do not consider that the interests of justice require that any retrial should be ordered. We accordingly .direct that there shall· be no retrial. .: . . . .

. In the result, the convictions of the appellant .under sections 307 and 302 of the Indian Penal Code and the sentences therefore are hereby set aside. But his conviction under section 148 of the Indian Penal Code is maintained as also the sentence of two. year~. and half in respect thereof. This appeal is accordingly allowed partially to the extent indicated above. ·

Appeal partially allowed.' '

THE DIVISIONAL ENGINEER, G.LP. RAILWAY v. ' . MAHADEO RAGHOO AND ANOTHER;· .

[VJYIAI:" .. BosE, JAGANNADHADAs, VEJ>T:\(ATARAMA. A:YYAR. and B.. P. SINHA JJ.] , ,. , .. ,

Payment of Wages Act, 1936 (IV of 1936), s."2·(;i}-Wages-Houf~ rent allowance.,.-'rJlhether falls•r,vithin. the <irfinition .of·wages under the Act-Rule 3(i) of the statutor.y R_ules framed.by the Gov-ernment-Legal effect thereof. ,. · " .... ' ' '" ""' · ·

The Railwa{ Board under the 'Ministry of Railw~~s of fhd Gov-ernment of India introduced scheme with effect [1]frori:l<tb:e'. 1st

1955 Suraj Pal v. The State of Uttar fradesh Jagannadhadas J.

1955 March 2